SFC Licences of LIU Renxuan 劉人瑄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 21 December 2021 | |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 21 December 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 January 2018 | 17 February 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 January 2018 | 17 February 2021 |