SFC Licences of HOU Xiaoning 侯曉宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 22 October 2018 29 June 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 22 October 2018 29 June 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 22 October 2018 29 June 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 January 2018 27 July 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 23 January 2018 27 July 2018