SFC Licences of NG Siu Na Sarnian 吳少娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AS Capital Limited | RE | 1 | 01 September 2021 | 30 November 2021 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 21 September 2020 | 07 October 2020 |
GFI (HK) Securities L.L.C. | RE | 7 | 27 February 2018 | 20 April 2018 |
GFI (HK) Securities L.L.C. | RE | 1 | 27 February 2018 | 20 April 2018 |