SFC Licences of LAM Hoi Yan 林藹欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 23 December 2019 | |
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 23 December 2019 | |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 05 February 2018 | 17 December 2019 |
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 05 February 2018 | 17 December 2019 |