SFC Licences of WONG Cho Fung Alan 黃楚峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Regent Securities Limited 高廷證券有限公司 | RO | 1 | 18 January 2024 | |
| Regent Securities Limited 高廷證券有限公司 | RE | 1 | 11 January 2024 | 18 January 2024 |
| Volant Trading Asia Limited | RO | 2 | 13 July 2022 | 12 May 2023 |
| Volant Trading Asia Limited | RO | 1 | 13 July 2022 | 12 May 2023 |
| Maven Asia (Hong Kong) Limited | RE | 2 | 27 November 2018 | 11 November 2020 |
| Maven Asia (Hong Kong) Limited | RE | 1 | 27 November 2018 | 11 November 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 12 February 2018 | 03 July 2018 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 12 February 2018 | 03 July 2018 |