SFC Licences of LIU Jiaqi 劉家騏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 25 February 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 24 January 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 24 January 2022 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 19 November 2021 | 23 November 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 19 November 2021 | 23 November 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 21 May 2021 | 19 November 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 21 May 2021 | 19 November 2021 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 14 February 2018 | 23 November 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 14 February 2018 | 21 May 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 14 February 2018 | 21 May 2021 |