SFC Licences of SHI Wenjia 施文嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 08 December 2021 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 07 February 2018 | 30 June 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 07 February 2018 | 30 June 2020 |