SFC Licences of SHANG Chuzun 尚楚尊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 RE 4 18 November 2022 29 February 2024
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 26 February 2018 30 September 2022