SFC Licences of CAI Shixin 蔡時欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 02 August 2018 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 02 August 2018 | |
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 22 February 2018 | 16 July 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 2 | 22 February 2018 | 16 July 2018 |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 22 February 2018 | 16 July 2018 |