SFC Licences of HERCOT Guillaume Raphael Maximilien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 14 February 2018 | 06 April 2022 |
| UBS Securities Asia Limited | RE | 1 | 14 February 2018 | 06 April 2022 |
| UBS Securities Asia Limited | RE | 2 | 14 February 2018 | 06 April 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 14 February 2018 | 06 April 2022 |