SFC Licences of SACCO Alexander David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 24 October 2023 | 27 October 2023 |
| UBS Securities Asia Limited | RE | 2 | 21 June 2018 | 31 August 2020 |
| UBS Securities Hong Kong Limited | RE | 1 | 21 June 2018 | 31 August 2020 |
| UBS Securities Hong Kong Limited | RE | 2 | 21 June 2018 | 31 August 2020 |
| UBS Securities Hong Kong Limited | RE | 7 | 21 June 2018 | 31 August 2020 |
| UBS Securities Asia Limited | RE | 1 | 21 June 2018 | 31 August 2020 |
| UBS Securities Asia Limited | RE | 1 | 25 May 2018 | 01 June 2018 |
| UBS Securities Asia Limited | RE | 1 | 09 February 2018 | 15 February 2018 |