SFC Licences of LAW Tsz Ming 羅梓銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 May 2023 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 May 2023 | |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 09 December 2021 | 01 December 2022 |
| Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 31 May 2018 | 01 December 2022 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 31 May 2018 | 01 December 2022 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 February 2018 | 20 April 2018 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 February 2018 | 20 April 2018 |