SFC Licences of TAM Nelson Kai Him 譚棨謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 November 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 November 2021 | |
| Merrill Lynch Far East Limited | RE | 4 | 17 May 2019 | 09 August 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 17 May 2019 | 09 August 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 May 2019 | 09 August 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 May 2019 | 09 August 2021 |
| Merrill Lynch Far East Limited | RE | 6 | 29 April 2019 | 09 August 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 April 2019 | 09 August 2021 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 10 April 2018 | 04 April 2019 |