SFC Licences of LI Yiting 李逸婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 17 September 2021 | 26 November 2021 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 12 May 2020 | 26 November 2021 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 12 May 2020 | 26 November 2021 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 12 May 2020 | 26 November 2021 |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 13 February 2018 | 09 April 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 13 February 2018 | 09 April 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 13 February 2018 | 09 April 2020 |