SFC Licences of LI Yiting 李逸婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 17 September 2021 26 November 2021
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 12 May 2020 26 November 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 12 May 2020 26 November 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 May 2020 26 November 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 13 February 2018 09 April 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 13 February 2018 09 April 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 13 February 2018 09 April 2020