SFC Licences of CHONG Ka Man 莊嘉敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 08 October 2019 | 17 June 2022 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 08 October 2019 | 17 June 2022 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 12 February 2018 | 14 May 2019 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 12 February 2018 | 14 May 2019 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 12 February 2018 | 14 May 2019 |