SFC Licences of LU Yuli 陸玉立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 July 2021 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 07 July 2021 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 10 April 2018 | 31 March 2021 |