SFC Licences of MULHOLLAND David Terence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 08 October 2019 | 11 October 2019 |
| UBS Securities Asia Limited | RE | 4 | 22 March 2019 | 29 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 24 October 2018 | 30 October 2018 |
| UBS Securities Asia Limited | RE | 4 | 05 March 2018 | 12 March 2018 |