SFC Licences of SI Wen 斯文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 07 January 2022 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 January 2022 | |
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 19 July 2018 | 03 December 2021 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 19 July 2018 | 03 December 2021 |
| Altus Capital Limited 浩德融資有限公司 | RE | 6 | 02 May 2018 | 08 June 2018 |
| Altus Investments Limited | RE | 1 | 02 May 2018 | 08 June 2018 |
| Pulsar Capital Limited 脈搏資本有限公司 | RE | 1 | 23 February 2018 | 21 March 2018 |
| Pulsar Capital Limited 脈搏資本有限公司 | RE | 6 | 23 February 2018 | 21 March 2018 |