SFC Licences of ZHOU Min 周敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RE 1 25 July 2023
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 02 March 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 02 March 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 02 March 2022
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 4 15 June 2020 14 January 2022
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 15 June 2020 14 January 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 26 March 2019 08 May 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 26 March 2019 08 May 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 08 March 2019 08 May 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 24 April 2018 25 February 2019
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 24 April 2018 25 February 2019