SFC Licences of KWOK Wang Li Connie 郭弘琍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 12 July 2018 | 02 July 2019 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 12 July 2018 | 02 July 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 06 April 2018 | 29 May 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 06 April 2018 | 29 May 2018 |