SFC Licences of MAO Lei 毛磊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
YBN Asset Management Limited 中逸資產管理有限公司 RE 9 19 May 2022
YBN Asset Management Limited 中逸資產管理有限公司 RE 4 19 May 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RO 9 10 November 2021 18 May 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RO 4 10 November 2021 18 May 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 09 February 2021 18 May 2022
Arta Global Markets Limited 裕承環球巿場有限公司 RE 9 09 February 2021 10 November 2021
Arta Global Markets Limited 裕承環球巿場有限公司 RE 4 09 February 2021 10 November 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 9 07 April 2020 31 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 4 07 April 2020 31 January 2021
Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 RE 1 07 April 2020 31 January 2021
Sunfund Fund Management Limited 東皓基金管理有限公司 RE 9 25 February 2020 27 March 2020
Sunfund Securities Limited 東皓證券有限公司 RE 4 25 February 2020 27 March 2020
Sunfund Securities Limited 東皓證券有限公司 RE 1 25 February 2020 27 March 2020
Kilmorey Asset Management Limited 金力資產管理有限公司 RE 9 21 February 2019 11 January 2020
Kilmorey Securities Limited 金力証券有限公司 RE 4 21 February 2019 03 December 2019
Kilmorey Securities Limited 金力証券有限公司 RE 1 21 February 2019 03 December 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 9 28 May 2018 15 February 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 1 03 April 2018 15 February 2019
China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 RE 4 03 April 2018 15 February 2019