SFC Licences of LIU Jingyang 柳景洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 17 February 2023 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 04 March 2022 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 04 March 2022 | |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 1 | 19 September 2019 | 09 December 2020 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 9 | 19 August 2019 | 31 May 2021 |
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 | RE | 4 | 19 August 2019 | 29 April 2021 |
BCCF Securities Co., Limited 文心証券有限公司 | RE | 9 | 13 April 2018 | 04 August 2019 |
BCCF Securities Co., Limited 文心証券有限公司 | RE | 4 | 13 April 2018 | 04 August 2019 |