SFC Licences of LIU Jingyang 柳景洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 17 February 2023
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 4 04 March 2022
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 1 04 March 2022
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 1 19 September 2019 09 December 2020
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 9 19 August 2019 31 May 2021
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RE 4 19 August 2019 29 April 2021
BCCF Securities Co., Limited 文心証券有限公司 RE 9 13 April 2018 04 August 2019
BCCF Securities Co., Limited 文心証券有限公司 RE 4 13 April 2018 04 August 2019