SFC Licences of LAW Pat Sun 羅鈸汛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 20 February 2020 29 August 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 20 February 2020 29 August 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 21 March 2018 30 November 2019
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 21 March 2018 30 November 2019