SFC Licences of LAW Pat Sun 羅鈸汛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 20 February 2020 | 29 August 2020 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 20 February 2020 | 29 August 2020 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 21 March 2018 | 30 November 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 21 March 2018 | 30 November 2019 |