SFC Licences of ZHANG Xuyan 張旭妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 4 | 01 September 2021 | 02 May 2022 |
| Natixis Asia Limited | RE | 1 | 27 August 2021 | 02 May 2022 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 19 March 2020 | 29 July 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 03 March 2020 | 29 July 2021 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 06 March 2018 | 04 December 2019 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 06 March 2018 | 04 December 2019 |