SFC Licences of ZENG Zhuo 曾卓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 05 July 2021 | 20 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 05 July 2021 | 20 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 05 July 2021 | 20 February 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 05 March 2018 | 09 June 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 05 March 2018 | 09 June 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 05 March 2018 | 09 June 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 05 March 2018 | 09 June 2021 |