SFC Licences of BOTHA Darren Phillip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 5 | 23 October 2020 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 2 | 23 October 2020 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 4 | 17 January 2019 | ||
| Standard Chartered Bank (Hong Kong) Limited 渣打銀行(香港)有限公司 | 1 | 17 January 2019 | ||
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 2 | 30 July 2018 | 31 December 2020 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RO | 5 | 30 July 2018 | 31 December 2020 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 06 March 2018 | 30 July 2018 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 06 March 2018 | 30 July 2018 |