SFC Licences of SHUM Ying Chi 岑瑩芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 27 April 2020 | 04 June 2021 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 6 | 28 February 2020 | 04 June 2021 |
| Lego Corporate Finance Limited 力高企業融資有限公司 | RE | 6 | 26 November 2019 | 17 February 2020 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 24 August 2018 | 09 September 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 18 July 2018 | 09 September 2019 |
| Euto Capital Partners Limited 裕韜資本有限公司 | RE | 6 | 12 April 2018 | 08 June 2018 |