SFC Licences of MINERS - JONES Tristram David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 03 January 2020 | 30 September 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 4 | 03 January 2020 | 30 September 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 2 | 03 January 2020 | 30 September 2020 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 03 January 2020 | 30 September 2020 |
| BFAM Partners (Hong Kong) Limited | RE | 9 | 19 March 2018 | 03 January 2019 |