SFC licenceholder BMN448 CHEN Kaiqi 陳凱琦

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 31 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 29 January 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 08 January 2019
CLSA Limited 中信里昂證券有限公司 RE [4] (Advising on Securities) 12 March 2018 10 November 2018