SFC Licences of LO Man Hon Bryan 盧民翰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 10 October 2023 | 19 February 2024 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 10 October 2023 | 19 February 2024 |
Magpie Securities Limited 喜鵲證券有限公司 | RE | 2 | 16 January 2023 | 15 September 2023 |
Magpie Securities Limited 喜鵲證券有限公司 | RE | 1 | 13 October 2022 | 15 September 2023 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 24 May 2021 | 30 September 2022 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 10 October 2018 | 31 December 2018 |
Pamirs Capital (H.K.) Limited 高原証券有限公司 | RE | 1 | 20 March 2018 | 23 May 2018 |