SFC Licences of LENG Ning 冷宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 01 September 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 01 September 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 September 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 March 2018 | 30 April 2019 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 March 2018 | 30 April 2019 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 March 2018 | 30 April 2019 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 13 March 2018 | 30 April 2019 |