SFC Licences of GAO Shunan 高樹南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 27 August 2021 | |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 26 July 2021 | |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 6 | 04 July 2018 | 06 July 2021 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 | RE | 1 | 04 July 2018 | 23 January 2020 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 11 April 2018 | 08 November 2018 |