SFC Licences of KUO Ming-Chi 郭明錤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 4 | 20 June 2023 | |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 5 | 18 May 2018 | |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 18 May 2018 |