SFC Licences of KUO Ming-Chi 郭明錤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 4 20 June 2023
TFI Asset Management Limited 天風國際資產管理有限公司 RE 5 18 May 2018
TFI Asset Management Limited 天風國際資產管理有限公司 RE 4 18 May 2018