SFC Licences of YOSHIHARA Tomoko
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 18 March 2024 | 22 March 2024 |
| UBS Securities Asia Limited | RE | 4 | 08 September 2023 | 14 September 2023 |
| UBS Securities Asia Limited | RE | 4 | 30 June 2023 | 06 July 2023 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 16 March 2018 | 31 August 2018 |