SFC Licences of LUI Kam Wah 呂錦華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wealth Management Cube Limited 富方投資平台有限公司 | RO | 1 | 06 June 2023 | |
Wealth Management Cube Limited 富方投資平台有限公司 | RE | 1 | 11 January 2023 | 06 June 2023 |
AJ Asset Management Limited 安捷資產管理有限公司 | RE | 9 | 06 May 2022 | 05 October 2022 |
AJ Futures Limited 安捷期貨有限公司 | RE | 2 | 04 March 2021 | 05 October 2022 |
AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 04 March 2021 | 05 October 2022 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 21 May 2019 | 23 February 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 14 March 2018 | 23 February 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 14 March 2018 | 21 May 2019 |