SFC Licences of LUI Kam Wah 呂錦華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Management Cube Limited 富方投資平台有限公司 RO 1 06 June 2023
Wealth Management Cube Limited 富方投資平台有限公司 RE 1 11 January 2023 06 June 2023
AJ Asset Management Limited 安捷資產管理有限公司 RE 9 06 May 2022 05 October 2022
AJ Futures Limited 安捷期貨有限公司 RE 2 04 March 2021 05 October 2022
AJ SECURITIES LIMITED 安捷證券有限公司 RE 1 04 March 2021 05 October 2022
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE 2 21 May 2019 23 February 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 14 March 2018 23 February 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 14 March 2018 21 May 2019