SFC Licences of LIAO Zezhou 廖澤州
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 18 October 2023 | |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 18 October 2023 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 06 October 2020 | 05 September 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 06 October 2020 | 05 September 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 11 September 2020 | 05 September 2023 |
| MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 15 March 2018 | 04 September 2020 |