SFC Licences of HUANG Rongzuo 黃荣左
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 08 December 2022 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 14 November 2022 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 14 November 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 17 November 2020 | 24 October 2022 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 17 November 2020 | 24 October 2022 |
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 09 April 2018 | 15 September 2020 |