SFC Licences of YAU Sze Yu 邱思雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 5 | 24 May 2022 | 08 September 2023 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 24 May 2022 | 08 September 2023 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RE | 9 | 25 January 2021 | 31 December 2021 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RE | 1 | 25 January 2021 | 31 December 2021 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 1 | 04 June 2018 | 04 April 2019 |
| KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 | RE | 4 | 04 June 2018 | 04 April 2019 |
| KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 | RE | 9 | 04 June 2018 | 04 April 2019 |