SFC Licences of WANG Shali 汪沙莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RO | 9 | 20 January 2020 | |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RO | 4 | 20 January 2020 | |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 9 | 11 September 2019 | 20 January 2020 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 | RE | 4 | 11 September 2019 | 20 January 2020 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 19 November 2018 | 16 July 2019 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 19 November 2018 | 16 July 2019 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 21 March 2018 | 17 October 2018 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 21 March 2018 | 17 October 2018 |