SFC Licences of WANG Shaoyue 王劭岳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 09 April 2021 | 16 September 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 09 April 2021 | 16 September 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 09 April 2021 | 16 September 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 19 August 2019 | 15 January 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 19 August 2019 | 15 January 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 August 2019 | 15 January 2021 |
A1 Capital Partners Limited | RE | 1 | 18 May 2018 | 30 June 2019 |
A1 Capital Partners Limited | RE | 4 | 18 May 2018 | 30 June 2019 |
A1 Capital Partners Limited | RE | 6 | 18 May 2018 | 30 June 2019 |