SFC Licences of CHEN Xiaowei 陳小薇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RE 1 24 October 2023
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 16 September 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 30 August 2018
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 22 March 2018
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 22 March 2018