SFC Licences of LAM Kam Yuen, Ronald 林錦源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 30 November 2022 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 24 October 2022 | |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 24 October 2022 | |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 4 | 09 March 2022 | 16 September 2022 |
| Conning Asia Pacific Limited 康利亞太有限公司 | RE | 1 | 09 March 2022 | 16 September 2022 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 23 December 2019 | 28 January 2022 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 23 December 2019 | 28 January 2022 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 09 December 2019 | 28 January 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 April 2018 | 16 October 2019 |