SFC Licences of LI Ran 李然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 30 November 2021 | 15 March 2022 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 19 October 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 14 October 2020 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 14 October 2020 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 12 April 2018 | 03 October 2020 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 12 April 2018 | 03 October 2020 |