SFC Licences of ZHOU Qi 周琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 18 November 2019 | |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 21 June 2019 | 15 October 2019 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 21 June 2019 | 15 October 2019 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 08 November 2018 | 01 April 2019 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 04 April 2018 | 31 October 2018 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 04 April 2018 | 31 October 2018 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 04 April 2018 | 31 October 2018 |