SFC Licences of YAO Peipei 姚佩佩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 20 November 2020 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 06 June 2019 | 20 November 2020 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 June 2019 | 20 November 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 May 2018 | 07 March 2019 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 May 2018 | 07 March 2019 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 May 2018 | 07 March 2019 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 11 May 2018 | 07 March 2019 |