SFC Licences of KIM Robert Duho
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 9 | 23 December 2019 | 19 September 2023 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 14 October 2019 | 16 October 2019 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 12 September 2018 | 14 September 2018 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 16 April 2018 | 18 April 2018 |