SFC Licences of BATTEN Richard Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 April 2018 | 19 September 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 April 2018 | 19 September 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 April 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 April 2018 |