SFC Licences of LAI Kin Pui 黎建培
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GROW Asset Management (HK) Limited | RE | 9 | 13 December 2023 | |
| GROW Asset Management (HK) Limited | RE | 4 | 13 December 2023 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 18 May 2022 | 22 November 2022 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 21 June 2021 | 07 November 2023 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 25 May 2021 | 07 November 2023 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 April 2018 | 06 May 2021 |