SFC Licences of WAN Lu 萬璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 18 February 2021 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 18 February 2021 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 09 September 2019 | 07 January 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 August 2019 | 07 January 2021 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 09 August 2019 | 07 January 2021 |
| Zinvest Capital Management Limited 尊嘉資產管理有限公司 | RE | 9 | 14 June 2018 | 28 July 2019 |
| Zinvest Global Limited 尊嘉證券國際有限公司 | RE | 1 | 14 June 2018 | 28 July 2019 |
| Zinvest Global Limited 尊嘉證券國際有限公司 | RE | 4 | 14 June 2018 | 28 July 2019 |