SFC Licences of CHEN Xinchen 陳昕晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 29 March 2021 | 07 November 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 March 2021 | 07 November 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 March 2021 | 07 November 2022 |
Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 | RE | 9 | 19 December 2019 | 27 July 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 30 November 2018 | 07 October 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 26 July 2018 | 21 October 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 19 April 2018 | 18 July 2018 |